The Series 66 license is required to work as an investment advisor in the United States. To obtain it, you must pass a rigorous exam covering methods of delivering investment advice and other topics.

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Why Take the Series 66 Exam? Why Take the Series 63 Exam? Feeling overwhelmed by securities licensing exams? You’re not alone. With so many Series options, it can be tough to decide which one aligns ...

High career potential, regulatory knowledge, and the ability to provide investment advice—these are just some of the benefits of becoming an investment adviser representative. But before you can take ...

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We independently evaluate all of our recommendations. If you click on links we provide, we may receive compensation. Michael is a former senior editor of investing and trading products for ...

We might earn a commission if you make a purchase through one of the links. The McClatchy Commerce Content team, which is independent from our newsroom, oversees this content. This article has ...

Julia Kagan is a financial/consumer journalist and former senior editor, personal finance, of Investopedia. Amy Soricelli has over 40 years working with job candidates and has honed the art of the job ...

If you want to register both as an investment adviser representative and a securities agent, the Series 66 license is a must. This credential covers state law, investment principles, and ethical ...