Lawyers at the U.S. Securities Exchange Commission (SEC) have been told they need to seek permission from the politically appointed leadership before formally launching probes, two sources briefed on ...

7:50 AM ESTManufacturing Guerrilla RF withdraws S-1 filing with SEC but says isn’t abandoning plans to uplist Guerrilla RF withdraws S-1 filing with SEC but says isn’t abandoning plans to uplist ...

Wall Street is asking regulators for more time to implement a rule requiring centralized Treasury clearing as banks and funds ...

President Donald Trump has elevated Republican Commissioner Mark Uyeda to take over the SEC from a now-departed Gary Gensler.

The Texas Stock Exchange announced Friday it has filed Form 1 with the U.S. Securities and Exchange Commission, the first ...

The SEC's “accelerated approval” grants NYSE Arca to list and trade shares of the hybrid Bitwise's Bitcoin and Ethereum fund.

Canary Capital’s Litecoin ETF has become the first altcoin 19b-4 to be acknowledged by the US Securities and Exchange ...

Cleary Gottlieb’s Adam Fleisher explains why the securities law framework needs simplification with a new approach to company ...

Key issues to consider before entering into a settlement with a securities regulator, including the scope of the regulators’ ...

Hindenburg is not under investigation by the SEC, to our knowledge, and any suggestion to the contrary is false, the firm ...

Crypto exchange Kraken has resumed staking services for US clients for the first ... multimillion-dollar settlement with the Securities and Exchange Commission over the services.

In one of the first pro-crypto moves of Donald Trump’s second presidency, the Securities and Exchange Commission late on ... is still awaiting US Senate confirmation, acting chair Mark Uyeda ...